Ventilation Weaning, Extubation and Decannulation

Independence from ventilation is a primary goal for patients with SCI, but the ability to wean from the ventilator is primarily determined by the level of injury. A C1 or C2 level injury results in lifetime ventilator dependency because there is loss of function of the diaphragm, abdomen, and accessory muscles that control breathing. A C3-C4 injury is more variable in whether independent breathing will be achieved, with approximately 40% of these patients managing successful weaning (Berney et al. 2011). Patients with an injury at C5 or lower often need ventilation only in the earliest stages of the injury and during spine fixation surgery but are able to wean from the ventilator soon after. Although this review focuses on ventilator weaning, extubation and decannulation during the first weeks and months of SCI, this process can span much longer in some cases (Galeiras Vázquez et al. 2013). For more information on long-term ventilator weaning, refer to the section “Mechanical Ventilation and Weaning Protocols” in our Respiratory Management module. Before a patient initiates the weaning process, extubation or decannulation, a vital capacity of 1500 mL, clear lung radiographs, stable blood gases, stable heart rate and respiratory rate, and stable excretion levels must be achieved (Chiodo et al. 2008; Peterson et al. 1999).

To begin weaning, a patient is removed from the ventilator for short periods of time that progress to longer and more frequent intervals of independent breathing. There are several protocols for this process; progressive ventilator-free breathing (PVFB), intermittent mandatory ventilation (IMV), and pressure support are the most common protocols (Weinberger & Weiss 1995). Newer studies are also examining the safety of higher tidal volumes for ventilator weaning (Fenton et al., 2016). PVFB is the process whereby a patient experiences intervals of ventilator-free time that increases in length throughout the day to build muscle tone (Galeiras Vázquez et al. 2013). If PVFB is the chosen method for weaning, a patient can be weaned using either low tidal volume or high tidal volume. Using larger ventilator volumes (greater than 20 mL/kg) is thought to be more effective than low tidal volume and can resolve atelectasis and increase surfactant production; however, this method is also associated with more pulmonary complications in certain patient cohorts (Peterson et al. 1999; Wallbom et al. 2005). IMV is the process whereby the ventilator provides a predetermined number of breaths within a certain time frame and the patient is encouraged to spontaneously breathe in between them when they can. The number of breaths decreases as patients gain pulmonary independence. Lastly, pressure support ventilation is the technique whereby the patient must initiate every breath and the ventilator assists with the rest of the breathing process. Biphasic positive airway pressure (BiPAP) and continuous positive airway pressure (CPAP) are two systems designed for non-invasive respiratory pressure support (Tromans et al. 1998). In addition to these ventilation procedures, transition from intubation to a tracheostomy, immediate extubation, and the use of diaphragmatic pacemakers are alternatives to patients requiring full time ventilation.

Author Year

Country

Research Design

Sample Size

Methods Outcome
Peterson et al. (1999)

USA

Cohort

N=42

Population: Age range: 15-60 yr; Gender: male=37, female=5; Level of injury: C3-C4; Severity of injury: complete.

Intervention: Patients either received high tidal volume (HTV) (20mL/kg) or low tidal volume (LTV) (15.5mL/kg) for progressive ventilator-free breathing.

Outcome Measures: incidence of atelectasis, lung pressure measured through centimetre of water (cmH20).

Chronicity: Mean duration of injury at time of hospital admission=56 days (LTV group) and 49 days (HTV group).

1.     Patients who received LTV had significantly more atelectasis compared to patients who received HTV (p=0.01).

2.     Patients who received HTV had significantly higher cmH20 compared to patients who received LTV (p<0.001).

Kornblith et al. (2014)

USA

Case Control

N=344

Population: Mean age: 43 yr; Gender: male=275, female=69; Level of injury: cervical to lumbar; Severity of injury: complete=69, incomplete=275.

Intervention: Patients either had a tracheostomy or did not. Of those requiring a tracheostomy, patients either experienced an early tracheostomy or a late tracheostomy. In addition, patients were either mechanically ventilated at discharge or were not.

Outcome Measures: The following retrospectively: instances of prolonged mechanical ventilation, ventilator-associated pneumonia (VAP), acute lung injury (ALI), acute respiratory distress syndrome (ARDS), duration in intensive care unit (ICU), duration in hospital, number of ventilator-free days, extubation attempts, injury severity score (ISS).

Chronicity: Time since injury not specified. Average number of hospital days=20.

1.     Patients who received a tracheostomy had higher rates of VAP (p<0.05), higher rates of ALI (p<0.01), spent significantly more days in ICU (p<0.05) and hospital (p<0.05), and had fewer ventilator-free days (p<0.05) compared to patients who did not receive a tracheostomy.

2.     There were no significant differences with regards to death (p>0.05) between patients who received a tracheostomy and patients who did not.

3.     Patients who had a late tracheostomy had higher rates of VAP (p<0.05), ALI (p<0.05), and ARDS (p<0.05) compared to patients who had an early tracheostomy.

4.     Patients who required mechanical ventilation at discharge had a higher ISS (p<0.05), significantly higher rates of VAP (p<0.05) and ALI (p<0.05), and longer ICU (p<0.05) and hospital stays (p<0.05) compared to patients who did not require mechanical ventilation at discharge.

Nakashima et al. (2013)

Japan

Case Control

N=164

Population: Mean age: 45 yr; Gender: male=143, female=21; Level of injury: cervical; Severity of injury: complete=58, incomplete=106; AIS A-E.

Intervention: Patients either received a tracheostomy or did not. Of those who did, they were either successfully decannulated or not.

Outcome Measures: Proportion of patients who received a tracheostomy, proportion of patients who were successfully decannulated, level of injury, ASIA score.

Chronicity: Mean time interval from injury to tracheostomy=5 days; Mean time interval from tracheostomy to decannulation=46 days. Time since injury not specified for patients who did not receive tracheostomy.

1.     15.2% (25/164) received a tracheostomy, 84% (21/25) of these were successfully decannulated.

2.     Patients who received a tracheostomy had a history of smoking significantly more than patients who did not receive a tracheostomy (p=0.02).

3.     Patients with a complete injury from C1–C4 (p=0.01) or C5–C7 (p<0.001) received a tracheostomy significantly more than patients with an incomplete injury at any level.

4.     All patients with C5–7 ASIA A were successfully decannulated. Patients with C1–4 ASIA A were significantly more common in the non-decannulation group compared to patients with other injury severities and injury levels (p<0.05).

Call et al. (2011)

USA

Case Control

N=87

Population: Mean age: 39 yr; Gender: male=70, female=17; Level of injury: cervical to lumbar; Severity of injury: not specified.

Intervention: Patients were either discharged on ventilator support, tracheostomy collar, or natural airway. Of patients who were extubated, they were either successful on their first try, experienced 1 failure, or experienced multiple failures.

Outcome Measures: The following during hospital stay: attempt at extubation, number of ventilator-free days, incidence of mechanical ventilation at discharge.

The following at discharge: length of intensive care unit (ICU) stay, incidence of ventilator-associated pneumonia (VAP).

The following after extubation: length of ICU stay, number of ventilator-free days, length of hospital stay, incidence of VAP.

Chronicity: Time since injury not specified. The mean time to tracheostomy=12 days. The mean length of hospital stay=33 days.

Outcome of patients by degree of injury severity:

1.     Patients with cervical injuries and complete motor loss had a higher rate of no attempt at extubation (p=0.041), significantly fewer ventilator-free days (p=0.003), and higher incidence of mechanical ventilation at discharge (p=0.014) compared to patients without complete motor loss.

Outcomes of patients at hospital discharge:

2.     Patients who were discharged on positive pressure ventilation had longer ICU stays compared to extubated patients (p<0.001). Patients discharged on a tracheostomy collar had longer ICU stays than those who were extubated or decannulated (p<0.001).

3.     The incidence of VAP was significantly higher in patients requiring mechanical ventilation (p<0.001) and those discharged on tracheostomy collar (p=0.001) compared to patients who were discharged with a natural airway.

Outcome of patients who underwent extubation:

4.     Of patients in whom extubation was attempted, those who extubated successfully on the first attempt had significant shorter ICU stays (p<0.001), more ventilator-free days (p<0.001), and shorter hospital stays (p=0.009) compared with patients who failed one or more weaning or extubation attempts.

5.     Patients failing one or more attempts had a significantly higher incidence of VAP (p<0.001) compared to patients who were successful on their first attempt.

Peterson et al. (1994)

USA

Case Control

N=52

Population: Mean age: 39 yr; Gender: male=80%, female=20%; Level of injury: cervical to lumbar; Severity of injury: not specified.

Intervention: Patients were either discharged on ventilator support, tracheostomy collar, or natural airway. Of patients who were extubated, they were either successful on their first try, experienced 1 failure, or experienced multiple failures.

Outcome Measures: The following during hospital stay: attempt at extubation, number of ventilator-free days, incidence of mechanical ventilation at discharge.

The following at discharge: length of intensive care unit (ICU) stay, incidence of ventilator-associated pneumonia (VAP).

The following after extubation: length of ICU stay, number of ventilator-free days, length of hospital stay, incidence of VAP.

Chronicity: Time since injury not specified. The mean time to tracheostomy=12 days. The mean length of hospital stay=33 days.

1.     At one month post injury, significantly more patients who received PVFB had weaned compared to patients who received IMV (p=0.01).

2.     The overall ventilator weaning success rate for PVFB was significantly higher than the success rate of IMV (p=0.02).

Outcome of patients by degree of injury severity:

3.     Patients with cervical injuries and complete motor loss had a higher rate of no attempt at extubation (p=0.041), significantly fewer ventilator-free days (p=0.003), and higher incidence of mechanical ventilation at discharge (p=0.014) compared to patients without complete motor loss.

Outcomes of patients at hospital discharge:

4      Patients who were discharged on positive pressure ventilation had longer ICU stays compared to extubated patients (p<0.001). Patients discharged on a tracheostomy collar had longer ICU stays than those who were extubated or decannulated (p<0.001).

5      The incidence of VAP was significantly higher in patients requiring mechanical ventilation (p<0.001) and those discharged on tracheostomy collar (p=0.001) compared to patients who were discharged with a natural airway.

Outcome of patients who underwent extubation:

6.     Of patients in whom extubation was attempted, those who extubated successfully on the first attempt had significant shorter ICU stays (p<0.001), more ventilator-free days (p<0.001), and shorter hospital stays (p=0.009) compared with patients who failed one or more weaning or extubation attempts.

7.     Patients failing one or more attempts had a significantly higher incidence of VAP (p<0.001) compared to patients who were successful on their first attempt.

Discussion

In comparing methods of ventilator weaning, one case control showed that PVFB allowed patients to wean faster than IMV (Peterson et al. 1994). This finding is recommended by the Paralyzed Veterans of America Consortium for Spinal Cord Medicine (2005) and is consistent with other studies that examined non-SCI patients (Brochard et al. 1994; Esteban et al. 1995). The only study to investigate the efficacy of high versus low tidal volume on ventilator weaning found that high tidal volume resulted in faster weaning and more instances of resolved atelectasis than low tidal volume (Peterson et al. 1999). The weaning period for patients on high tidal volume ventilation was an average of three weeks sooner than those who received low tidal volume ventilation.

Successful decannulation and extubation has been found to be affected by the level and severity of injury whereby a higher rate of extubation is more likely to be achieved in patients with lower spinal cord injuries (Call et al. 2011). Decannulation is performed with a higher rate of success among patients with lower level cervical injuries compared to those with higher cervical cord injuries (Nakashima et al. 2013). The presence of a tracheostomy was found by Kornblith et al. (2014) to reduce attempts at extubation, but in cases where extubation was successful on the first attempt, patients had shorter intensive care unit and hospital stays compared to those who have failed one or more times (Call et al. 2011). Kornblith et al. (2014) also noted that among the patients included in their study, the majority of individuals did not require mechanical ventilation at the time of discharge indicating that the many SCI patients can be successfully weaned from ventilators; however, this was significantly more common in patients who did not have a tracheostomy compared to those who did require this procedure (p<0.05).

Conclusion

There is level 3 evidence (from one case control study: Kornblith et al. 2014) that acute SCI patients who do not require tracheostomies have a higher success rate of mechanical ventilation weaning compared to those who do require this procedure.

There is level 3 evidence (from two case control studies: Nakashima et al. 2013; Call et al. 2011) that higher level SCI correlates with lower rates of decannulation and extubation in acute SCI patients.

There is level 2 evidence (from one cohort study: Peterson et al. 1999) that higher ventilator tidal volumes may speed up the mechanical ventilation weaning process compared to lower ventilator tidal volumes in acute SCI patients.

There is level 3 evidence (from one case control: Peterson et al. 1994) that progressive ventilator-free breathing is a more successful method of weaning acute cervical SCI patients from mechanical ventilation than intermittent mandatory ventilation.